Chief Compliance Officer

Company Description

Think9 Founders Fund operates under Think9 Capital Trust and is associated with Think9 Capital & Investments Private Limited. Its first fund, Think9 Capital Fund – 1, is registered with the Securities and Exchange Board of India (SEBI) under registration number IN/AIF2/26-27/2147 as an Alternative Investment Fund (Category II). The organization focuses on building and managing investment vehicles that support founders and growth-oriented businesses. Team members work in a regulated environment with clear governance standards and a strong emphasis on compliance and investor protection. Joining Think9 Founders Fund offers the opportunity to help shape scalable, compliant investment operations in a dynamic and evolving financial landscape. Role Description This is a full-time, remote role for a Chief Compliance Officer at Think9 Founders Fund. The Chief Compliance Officer will design, implement, and oversee the compliance framework for the fund and related entities, ensuring adherence to SEBI regulations and other applicable laws. Day-to-day responsibilities include monitoring regulatory updates, assessing compliance risks, drafting and maintaining policies and procedures, and conducting regular internal reviews and audits. The role involves advising senior leadership on regulatory matters, supporting fund structuring and documentation, and coordinating with legal, finance, and operations teams to embed compliance in core processes. The Chief Compliance Officer will also lead compliance training, handle regulatory filings and reporting, and manage responses to any regulatory inquiries or examinations.

Qualifications

Candidates should possess strong skills in Compliance Management and Regulatory Compliance, with experience in designing and maintaining compliance frameworks for financial or investment entities. Candidates should possess solid Analytical Skills and Finance knowledge to interpret regulations, assess risk, and support fund operations and reporting. Candidates should possess excellent Communication skills to collaborate with internal stakeholders, prepare clear documentation, and engage effectively with regulators and external partners. Relevant experience in SEBI-regulated environments, alternative investment funds, asset management, or related financial services is highly beneficial. Advanced degree or professional qualification in Law, Finance, Business, or a related field (e.g., LL.B/LL.M, CA, CFA, CS, or equivalent) is preferred. Demonstrated ability to work independently in a remote setting, exercise sound judgment, and lead cross-functional initiatives. Strong ethical standards, attention to detail, and familiarity with risk management, governance, and internal control practices.