[Remote] Investment Consultant (External Wholesaler)

Note: The job is a remote job and is open to candidates in USA. RBC Rochdale partners with financial advisors and high-net-worth clients to build personalized investment portfolios and provide investment research and portfolio management. The Investment Consultant will expand relationships with independent financial advisors, accounting and law firms, acquire new assets under management, support client communications and presentations, and facilitate the transition to portfolio management.

Responsibilities

• Develop and implement programs designed to increase the quality and quantity of Independent Financial Advisors, accounting and law firms referring clients to Rochdale
• Ensure that Independent Financial Advisors are kept abreast of firm and industry developments
• Ensure that the transition from the sales process to portfolio management is smooth and accurate
• Facilitate the new accounts and account transfer process
• Handle Independent Financial Advisor and client communication
• Prepare client presentations
• Communicate regularly with centers of influence to ensure that products and services are meeting their needs, expectations and specifications
• Facilitate and conduct individual meetings and presentations in assigned territory
• Generate new assets to the firm using a highly professional consultative sales approach

Skills

• Bachelor's Degree
• Minimum 5 years of financial experience preferably in Investment Management
• 2 years of experience in the High Net Worth or Ultra High Net Market markets
• 2 + years delivering formal client presentations
• FINRA Series 65 (or 66), or the ability to obtain
• Highly competitive and goal-oriented
• A focus on sales and new business development
• Working knowledge of portfolio management, including knowledge of investment techniques and asset allocation, investment research, capital market behaviors, and financial instruments generally acquired through years of investment and /or HNW related experience
• Working knowledge of financial planning, investment and/or HNW economic issues (aka “continual learner”) and the ability to apply principal techniques of portfolio management, along with excellent communication skills to effectively interface with clients and investment colleagues
• Prior success in the HNW or UHNW market
• Excellent communication skills
• Self-motivated and self-disciplined
• Strategic thinker, able to assess and recommend a course of action
• Highest level of both personal and professional demeanor and ethical behavior
• CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder)
• Masters Degree preferred
• Experience in the High Net Worth or Ultra High Net Market markets

Benefits

• This job is eligible for bonus and/or commissions.
• Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date
• Generous 401(k) company matching contribution
• Career Development through Tuition Reimbursement and other internal upskilling and training resources
• Valued Time Away benefits including vacation, sick and volunteer time
• Specialized health and family planning benefits including fertility benefits, and cancer, diabetes and musculoskeletal support programs
• Career Mobility support from a dedicated recruitment team
• Colleague Resource Groups to support networking and community engagement
• Fully remote work arrangement based in Texas

Company Overview

Company H1B Sponsorship